Deborah Jane Noble

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 22 Mar 2023)
    • CF30 Customer (since 20 Mar 2023)
    • [FCA CF] Client dealing (30 Dec 2022 to 22 Mar 2023)
    • [FCA CF] Functions requiring qualifications (30 Dec 2022 to 22 Mar 2023)
  • Octo Financial Planning Ltd

    FRN 972331

    • (18)Employed By (since 20 Mar 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2023)
    • CF30 Customer (17 May 2012 to 9 Jan 2023)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (17 Aug 2015 to 25 Sep 2015)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (542)Employed By (17 May 2012 to 9 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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