Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
- CF30 Customer (24 Feb 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Jun 2005 to 26 Sep 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.