Sanderson Independent LLP

Date authorised
1 April 2013
Companies House
OC310358
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Twigworth Court Business Centre
    Tewkesbury Road
    Twigworth
    Gloucestershire
    GL2 9PG
    UNITED KINGDOM
    Phone
    +4401242261888
    Web
    https://www.s-ebs.co.uk

  • Complaints Contact

    11 Twigworth Court Business Centre
    Unit 9
    Twigworth Court
    Tewkesbury Road
    Gloucester
    Gloucestershire
    GL2 9PG
    UNITED KINGDOM
    Phone
    +4401242261888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . WDC Advisory Ltd

    IRN XXW00027

    • SMF27 Partner (since 10 Apr 2025)
  • Martin John Sanderson

    IRN MJS00093

    • [FCA CF] Functions requiring qualifications (4 May 2021 to 1 Jun 2025)
    • [FCA CF] Client dealing (4 May 2021 to 1 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2025)
    • SMF27 Partner (9 Dec 2019 to 7 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (30 Dec 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (24 Mar 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (24 Mar 2005 to 31 Mar 2009)
    • CF4 Partner (24 Mar 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Mar 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Mar 2005 to 8 Dec 2019)
  • Peter John Francis Holt

    IRN PJH00031

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 May 2020)
    • [FCA CF] Client dealing (since 12 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Mar 2005 to 31 Oct 2007)
  • Philip Michael Thrush

    IRN PMT00004

    • CF30 Customer (1 May 2009 to 5 Mar 2010)
  • Susan Joy Holbrook

    IRN SJH00087

    • SMF27 Partner (9 Dec 2019 to 7 May 2025)
    • CF4 Partner (24 Mar 2005 to 8 Dec 2019)
  • William Donald Collins

    IRN WXC28377

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 14. Managing investments
    • Responsible for Insurance Distribution (since 2 May 2025)
    • SMF16 Compliance Oversight (since 10 Apr 2025)
    • SMF27 Partner (since 10 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
    • [FCA CF] Client dealing (since 10 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.