Martin John Sanderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanderson Independent LLP (no longer approved here)

    FRN 423980

    • [FCA CF] Functions requiring qualifications (4 May 2021 to 1 Jun 2025)
    • [FCA CF] Client dealing (4 May 2021 to 1 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2025)
    • SMF27 Partner (9 Dec 2019 to 7 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (30 Dec 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (24 Mar 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (24 Mar 2005 to 31 Mar 2009)
    • CF4 Partner (24 Mar 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Mar 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Mar 2005 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 29 Jan 2025)
    • CF1 Director (AR) (1 Jun 2005 to 30 Jan 2023)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Sanderson Financial Ltd (no longer approved here)

    FRN 430556

    • (4)Employed By (5 Apr 2004 to 29 Jan 2025)
  • Sanderson Financial (no longer approved here)

    FRN 216340

    • (6)Employed By (1 Dec 2001 to 29 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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