Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sanderson Independent LLP
FRN 423980
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Responsible for Insurance Distribution (since 2 May 2025)
- [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
- [FCA CF] Client dealing (since 10 Apr 2025)
- SMF16 Compliance Oversight (since 10 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Apr 2025)
- SMF27 Partner (since 10 Apr 2025)
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 5 Oct 2022)
- Appointed representative dealing with clients for which they require qualification (since 13 Feb 2020)
- CF30 Customer (since 11 Feb 2020)
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Sanderson Financial Ltd
FRN 430556
- (3)Employed By (since 11 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
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