Peter John Francis Holt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanderson Independent LLP

    FRN 423980

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 May 2020)
    • [FCA CF] Functions requiring qualifications (since 12 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Mar 2005 to 31 Oct 2007)
  • Sanderson Financial (no longer approved here)

    FRN 216340

    • (7)Employed By (14 Jun 2002 to 14 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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