Samsung Securities (Europe) Limited

• Principal Place of Business

  First Floor

  30 Gresham Street

  London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +442077764312

  Web

  http://www.samsungsecurities.com

• Complaints Contact

  First Floor

  30 Gresham Street

  London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +442077764312

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kyoung Hoon Lee

  IRN KHL01023

  • CF1 Director (4 Mar 2010 to 23 Jun 2014)
  • CF3 Chief Executive (4 Mar 2010 to 23 Jun 2014)
• Kyung-Ho Paul Song

  IRN KPS01026

  • CF21 Investment Adviser (21 Feb 2002 to 10 Dec 2004)
• Lee Spencer Wainwright

  IRN LSW01017

  • CF30 Customer (14 Feb 2011 to 17 Feb 2012)
• Marina Li Chow

  IRN MLC01046

  • CF21 Investment Adviser (3 Aug 2006 to 30 Apr 2007)
• Michael Anthony Byford

  IRN MAB01202

  • CF28 Systems and controls (1 Nov 2007 to 26 Feb 2016)
  • CF10 Compliance Oversight (7 Mar 2002 to 26 Feb 2016)
  • CF13 Finance (7 Mar 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Feb 2016)
• Min-Suk Key

  IRN MXK01690

  • CF30 Customer (7 Apr 2008 to 8 Dec 2019)
• Minhee Park

  IRN MXP01362

  • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2003)
• Peter Mark Simmons

  IRN PXS01322

  • CF21 Investment Adviser (29 May 2003 to 31 Jan 2005)
• Philip Latham Baillieu

  IRN PLB01046

  • CF30 Customer (28 Jan 2011 to 17 Feb 2012)
• Sang Soo Ha

  IRN SSH01039

  • [FCA CF] Client dealing (since 24 Apr 2025)

No changes recorded yet.