Samsung Securities (Europe) Limited

• Principal Place of Business

  First Floor

  30 Gresham Street

  London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +442077764312

  Web

  http://www.samsungsecurities.com

• Complaints Contact

  First Floor

  30 Gresham Street

  London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +442077764312

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Seung Won Park

  IRN SWP01034

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
• Si Ni Gye

  IRN SNG01026

  • CF30 Customer (23 Apr 2012 to 8 Dec 2019)
• So Youn Kim

  IRN SYK01006

  • CF30 Customer (1 Nov 2007 to 31 May 2008)
  • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
• Soung Min Choi

  IRN SMC01195

  • CF21 Investment Adviser (2 Dec 2005 to 8 Dec 2006)
• ULRIKE POLLAK-TSUTSUMI

  IRN UXP01041

  • CF30 Customer (14 Nov 2011 to 17 May 2012)
• Whanjin Cho

  IRN WXC00178

  • SMF3 Executive Director (since 27 Feb 2025)
  • SMF1 Chief Executive (since 27 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2025)
  • SMF16 Compliance Oversight (since 27 Feb 2025)
• Won-Jung Shin

  IRN WXS01073

  • CF13 Finance (15 Mar 2002 to 29 Apr 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)
  • CF1 Director (1 Dec 2001 to 29 Apr 2005)
• YOUNGWAN KOH

  IRN YXK01187

  • SMF1 Chief Executive (9 Dec 2019 to 24 Apr 2020)
  • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Apr 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2020)
  • CF10 Compliance Oversight (10 Mar 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Mar 2016 to 8 Dec 2019)
  • CF1 Director (23 Jun 2014 to 8 Dec 2019)
  • CF3 Chief Executive (23 Jun 2014 to 8 Dec 2019)
• Yoojeong Oh

  IRN YXO01034

  • CF21 Investment Adviser (17 Mar 2004 to 20 Jun 2005)
• Young Hwan Kwak

  IRN YHK01010

  • CF30 Customer (22 Sep 2008 to 21 Oct 2009)

No changes recorded yet.