Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Samsung Securities (Europe) Limited (no longer approved here)

    FRN 179506

    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Apr 2020)
    • CF10 Compliance Oversight (10 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2016 to 8 Dec 2019)
    • CF1 Director (23 Jun 2014 to 8 Dec 2019)
    • CF3 Chief Executive (23 Jun 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.