Samsung Securities (Europe) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Floor30 Gresham StreetLondonEC2V 7PGUNITED KINGDOM- Phone
- +442077764312
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Complaints Contact
First Floor30 Gresham StreetLondonEC2V 7PGUNITED KINGDOM- Phone
- +442077764312
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alicia Jane Weston
IRN AJW01247
- CF30 Customer (14 Mar 2011 to 17 Feb 2012)
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Antonio Francisco Soler
IRN AFS01041
- CF21 Investment Adviser (15 Oct 2004 to 15 Apr 2005)
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Daeun Park
IRN DXP00089
- [FCA CF] Client dealing (5 Oct 2020 to 24 Oct 2022)
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Derek Lowther Wilson
IRN DLW01039
- CF30 Customer (26 Jan 2011 to 17 Feb 2012)
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Gun Birgitta Ellinor Hult
IRN GBH01030
- CF30 Customer (18 May 2011 to 17 Feb 2012)
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Gun Ha Park
IRN GXP00393
- [FCA CF] Client dealing (since 1 Jan 2025)
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Ha Eun Bae
IRN HXB00441
- [FCA CF] Client dealing (since 15 Jan 2026)
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Ha-Sung Park
IRN HXP01112
- CF21 Investment Adviser (22 Apr 2003 to 31 Jan 2005)
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Hanbyeol Koo
IRN HXK00214
- [FCA CF] Client dealing (9 Jun 2023 to 30 Jul 2025)
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Hannah Betty Chang Michell
IRN HBM01013
- CF22 Investment Adviser (Trainee) (4 May 2006 to 8 Sep 2006)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.