Samsung Securities (Europe) Limited

• Principal Place of Business

  First Floor

  30 Gresham Street

  London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +442077764312

  Web

  http://www.samsungsecurities.com

• Complaints Contact

  First Floor

  30 Gresham Street

  London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +442077764312

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hui-Ming Chan

  IRN HXC01182

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
• Hyeon Young Kim

  IRN HYK01000

  • CF1 Director (21 Dec 2001 to 12 Jul 2002)
  • CF3 Chief Executive (21 Dec 2001 to 12 Jul 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Jul 2002)
• Ihn Hong Bak

  IRN IHB01011

  • CF30 Customer (10 Mar 2009 to 19 Feb 2010)
  • CF1 Director (10 Mar 2009 to 19 Feb 2010)
  • CF8 Apportionment and Oversight (7 Aug 2002 to 7 Nov 2005)
  • CF3 Chief Executive (7 Aug 2002 to 7 Nov 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Il Hyung Lee

  IRN IHL01010

  • CF1 Director (21 Nov 2005 to 10 Mar 2009)
  • CF3 Chief Executive (21 Nov 2005 to 10 Mar 2009)
  • CF8 Apportionment and Oversight (21 Nov 2005 to 31 Oct 2007)
• Jae In Lee

  IRN JIL01016

  • CF30 Customer (16 Jan 2009 to 20 May 2011)
• Ji Hoon Yoon

  IRN JXY00067

  • [FCA CF] Client dealing (19 Sep 2022 to 16 Jan 2023)
• Jihye Son

  IRN JXS04341

  • [FCA CF] Client dealing (since 3 Dec 2025)
• Joon Ho Byun

  IRN JHB01093

  • CF30 Customer (12 Jun 2008 to 11 Jun 2010)
  • CF21 Investment Adviser (22 Oct 2002 to 29 May 2005)
• Jun Hong Lee

  IRN JHL01030

  • CF21 Investment Adviser (1 Dec 2001 to 20 May 2002)
• KUNTAE KIM

  IRN KXK24960

  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Mar 2020 to 3 Mar 2025)
  • SMF16 Compliance Oversight (13 Mar 2020 to 3 Mar 2025)
  • SMF3 Executive Director (13 Mar 2020 to 3 Mar 2025)
  • SMF1 Chief Executive (13 Mar 2020 to 3 Mar 2025)

No changes recorded yet.