Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Samsung Securities (Europe) Limited (no longer approved here)

    FRN 179506

    • CF1 Director (10 Mar 2009 to 19 Feb 2010)
    • CF30 Customer (10 Mar 2009 to 19 Feb 2010)
    • CF3 Chief Executive (7 Aug 2002 to 7 Nov 2005)
    • CF8 Apportionment and Oversight (7 Aug 2002 to 7 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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