Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SAMSUNG ASSET MANAGEMENT (LONDON) LTD. (no longer approved here)

    FRN 670934

    • CF10 Compliance Oversight (23 Sep 2015 to 1 Apr 2016)
    • CF11 Money Laundering Reporting (23 Sep 2015 to 1 Apr 2016)
  • Samsung Securities (Europe) Limited (no longer approved here)

    FRN 179506

    • CF28 Systems and controls (1 Nov 2007 to 26 Feb 2016)
    • CF10 Compliance Oversight (7 Mar 2002 to 26 Feb 2016)
    • CF13 Finance (7 Mar 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.