Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (23 Sep 2015 to 1 Apr 2016)
- CF11 Money Laundering Reporting (23 Sep 2015 to 1 Apr 2016)
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- CF28 Systems and controls (1 Nov 2007 to 26 Feb 2016)
- CF10 Compliance Oversight (7 Mar 2002 to 26 Feb 2016)
- CF13 Finance (7 Mar 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 26 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.