Lee Spencer Wainwright

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (28 Aug 2012 to 9 Dec 2014)
  • Samsung Securities (Europe) Limited (no longer approved here)

    FRN 179506

    • CF30 Customer (14 Feb 2011 to 17 Feb 2012)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.