Date authorised
1 April 2013
Companies House
05709133
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 The Cornerstone
    Market Place
    Kegworth
    Derbys
    DE74 2EE
    UNITED KINGDOM
    Phone
    +4401509674335
  • Complaints Contact

    Saltus, 4500 Parkway
    Whiteley
    Fareham
    Hampshire
    PO15 7AZ
    UNITED KINGDOM
    Phone
    +4401489663700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Maine

    IRN JXM00527

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2022)
    • [FCA CF] Client dealing (since 3 Oct 2022)
  • James Philip Mee

    IRN JPM01394

    • [FCA CF] Client dealing (1 Nov 2023 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 29 Nov 2024)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Jane Joanne Seed

    IRN JJC01179

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
  • Jarrod Alan Melville

    IRN JAM00068

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • Jason Anthony Martin

    IRN JAM00036

    • CF4 Partner (AR) (13 May 2013 to 14 May 2014)
    • CF30 Customer (12 Jul 2010 to 14 May 2014)
  • Jason Edwards

    IRN JXE00051

    • SMF3 Executive Director (since 20 Feb 2025)
    • SMF16 Compliance Oversight (since 20 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2025)
    • Responsibility for MCD Intermediation (20 Feb 2025 to 2 Dec 2025)
  • Jennifer Goldsmith

    IRN JXG00017

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (27 Oct 2017 to 8 Dec 2019)
  • Jeremy Patrick Hylton

    IRN JPH00024

    • CF30 Customer (12 Jul 2010 to 3 Aug 2010)
  • Jill Patricia Henderson

    IRN JPH00004

    • CF4 Partner (AR) (30 Jan 2013 to 9 Jun 2014)
    • CF30 Customer (12 Jul 2010 to 9 Jun 2014)
  • Johanna Martina Gabriela Rager-Badesha

    IRN JXR00673

    • SMF3 Executive Director (24 Mar 2023 to 16 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.