Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (21 Jan 2020 to 29 Dec 2023)
    • CF30 Customer (18 Jan 2020 to 29 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (12 Aug 2015 to 18 Sep 2017)
  • Chrysalis Wealth Management Ltd (no longer approved here)

    FRN 708796

    • (6)Employed By (12 Aug 2015 to 18 Sep 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Feb 2011 to 11 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Chrysalis Wealth Management Ltd

  2. controlled function added: (6)Employed By at Chrysalis Wealth Management Ltd