Date authorised
1 April 2013
Companies House
05709133
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 The Cornerstone
    Market Place
    Kegworth
    Derbys
    DE74 2EE
    UNITED KINGDOM
    Phone
    +4401509674335
  • Complaints Contact

    Saltus, 4500 Parkway
    Whiteley
    Fareham
    Hampshire
    PO15 7AZ
    UNITED KINGDOM
    Phone
    +4401489663700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Jordan Rowe

    IRN DXR00394

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2022)
    • [FCA CF] Client dealing (since 17 Oct 2022)
  • Daniel Underwood

    IRN DXU00012

    • SMF3 Executive Director (since 27 Oct 2025)
  • David Kevin Mee

    IRN DXM12359

    • [FCA CF] Client dealing (1 Nov 2023 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2021)
    • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
  • David Mark Brookbank

    IRN DMB00016

    • [FCA CF] Functions requiring qualifications (21 Apr 2021 to 31 Mar 2024)
    • [FCA CF] Client dealing (21 Apr 2021 to 31 Mar 2024)
  • David Michael Legg

    IRN DML00013

    • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Oct 2016)
    • CF1 Director (AR) (3 Jul 2014 to 28 Sep 2017)
    • CF4 Partner (AR) (4 Dec 2012 to 24 Jun 2014)
    • CF11 Money Laundering Reporting (6 Oct 2011 to 23 Sep 2016)
    • CF1 Director (5 Jan 2011 to 28 Apr 2017)
    • CF10 Compliance Oversight (5 Jan 2011 to 23 Sep 2016)
    • Responsible for Insurance Mediation (5 Jan 2011 to 19 Oct 2016)
  • Deborah Laura Williams

    IRN DLG01043

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (7 Jul 2023 to 7 Feb 2025)
    • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
  • Derek Simon Houseman

    IRN SXH01475

    • CF4 Partner (AR) (13 May 2013 to 24 Jun 2014)
    • CF30 Customer (12 Jul 2010 to 30 May 2017)
  • Donna Clare Hansen

    IRN DCH00021

    • [FCA CF] Client dealing (29 Jun 2021 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (29 Jun 2021 to 29 Nov 2024)
  • Emma-Jane Louise Gamble

    IRN UXT01006

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Nov 2017 to 8 Dec 2019)
  • Gary McGovern

    IRN GXM01881

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (10 Feb 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.