Derek Simon Houseman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MSC Financial Planners Ltd

    FRN 768417

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
    • [FCA CF] Client dealing (since 10 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2026)
    • CF1 Director (30 May 2017 to 8 Dec 2019)
    • CF30 Customer (30 May 2017 to 8 Dec 2019)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF4 Partner (AR) (13 May 2013 to 24 Jun 2014)
    • CF30 Customer (12 Jul 2010 to 30 May 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2006 to 27 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.