Saltus Financial Planning Limited

• Principal Place of Business

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

  Web

  https://www.saltus.co.uk

• Complaints Contact

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Anthony Robert Andrews

  IRN NAA01086

  • CF1 Director (AR) (since 24 May 2016)
• Nicholas Michael Harley

  IRN NMH01036

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
• Nicholas Stebbing

  IRN NXS13734

  • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2023)
  • CF1 Director (3 Jul 2019 to 8 Dec 2019)
• Nicholas Swetman

  IRN NXS01853

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
• Patricia Lake

  IRN PXL00028

  • [FCA CF] Client dealing (1 Mar 2023 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 31 Jan 2025)
• Patrick Glasbrook Hennessy Thomas

  IRN PXT00367

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
  • [FCA CF] Client dealing (since 1 Aug 2025)
• Patrick John Hocart Tooley

  IRN PJT01173

  • CF1 Director (AR) (14 Aug 2019 to 14 Jul 2020)
  • CF30 Customer (26 Mar 2019 to 14 Jul 2020)
• Paul Michael Harwood

  IRN PMH01119

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
• Peter John Giles

  IRN PJG01285

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 20 Sep 2021)
• Peter Robert Simms

  IRN PRS01190

  • [FCA CF] Client dealing (2 Mar 2026 to 30 Apr 2026)
  • [FCA CF] Functions requiring qualifications (2 Mar 2026 to 30 Apr 2026)

• Saltus Financial Services Ltd

  FRN 413684 · Appointed 13 May 2016

• Lorica Wellbeing Limited (no longer appointed)

  FRN 911894 · Appointed 1 Aug 2019 · Until 13 Apr 2026

No changes recorded yet.