Patrick John Hocart Tooley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ORCHARD HOUSE (I.F.A.S) LTD.

    FRN 433181

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
    • [FCA CF] Client dealing (since 17 Mar 2021)
  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • CF1 Director (AR) (14 Aug 2019 to 14 Jul 2020)
    • CF30 Customer (26 Mar 2019 to 14 Jul 2020)
  • Lorica Wellbeing Limited (no longer approved here)

    FRN 911894

    • (2)Employed By (14 Aug 2019 to 14 Jul 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (26 May 2017 to 11 Jan 2018)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (26 May 2017 to 11 Jan 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (11 Jun 2012 to 11 Jan 2018)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (11 Jun 2012 to 11 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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