RWE Trading Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Windmill Hill Business ParkWhitehall WaySwindonWiltshireSN5 6PBUNITED KINGDOM- Phone
- +441793877777
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Complaints Contact
60 Threadneedle StreetLondonEC2R 8HPUNITED KINGDOM- Phone
- +447769301960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Manfred Kreuzberg
IRN PXU01020
- CF1 Director (15 Nov 2004 to 26 Jun 2012)
- CF3 Chief Executive (15 Nov 2004 to 26 Jun 2012)
- CF8 Apportionment and Oversight (15 Nov 2004 to 31 Mar 2009)
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Philip Smith
IRN PXS07452
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2018 to 8 Dec 2019)
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Pierre Louis Charles Francois De Gaulle
IRN PXD01245
- CF21 Investment Adviser (10 Mar 2003 to 11 Nov 2003)
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Rajbir Singh Mann
IRN RSM01090
- CF21 Investment Adviser (27 Feb 2003 to 1 Mar 2005)
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Ravi Khosla
IRN RXK01139
- CF30 Customer (1 Nov 2007 to 23 Jun 2016)
- CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
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Richard Brian Wilson
IRN RBW01044
- CF30 Customer (16 Nov 2012 to 29 Mar 2016)
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Richard Harper
IRN RXH01388
- CF21 Investment Adviser (30 Apr 2002 to 15 Aug 2005)
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Richard James Michael Baron
IRN RJB01299
- CF10 Compliance Oversight (8 Sep 2005 to 14 May 2012)
- CF11 Money Laundering Reporting (1 Mar 2002 to 1 Mar 2002)
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Richard James Robinson
IRN RJR01122
- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
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Robert Lawson Smith
IRN RLS01052
- CF30 Customer (1 Nov 2007 to 4 Nov 2009)
- CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.