Date authorised
1 April 2013
Companies House
03696615
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windmill Hill Business Park
    Whitehall Way
    Swindon
    Wiltshire
    SN5 6PB
    UNITED KINGDOM
    Phone
    +441793877777
  • Complaints Contact

    60 Threadneedle Street
    London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +447769301960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Valentine Davis

    IRN RVD01005

    • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
  • Roel Meulendijks

    IRN RXM01994

    • CF30 Customer (9 Jan 2009 to 12 Feb 2015)
  • Roman Joukovski

    IRN RXJ01096

    • CF21 Investment Adviser (8 Oct 2004 to 23 Oct 2007)
  • Roy Dinsmore

    IRN RXD01233

    • CF30 Customer (1 Nov 2007 to 14 Jul 2008)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
  • Russell James Jones

    IRN RJJ01031

    • CF1 Director (15 Jul 2015 to 1 Sep 2017)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2017)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
  • STUART GEOFFREY HALE

    IRN SGH01112

    • CF30 Customer (30 Oct 2014 to 7 Dec 2016)
  • Samuel William Flint

    IRN SWF01030

    • CF30 Customer (26 Oct 2010 to 12 Feb 2015)
  • Sarah Louise Boyce

    IRN SLB01180

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
    • CF30 Customer (29 Aug 2013 to 8 Dec 2019)
  • Sayantan Panja

    IRN PXS01830

    • CF30 Customer (27 Aug 2013 to 8 Dec 2019)
  • Scott James Prosser

    IRN SJP01360

    • CF30 Customer (10 Dec 2012 to 7 Dec 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.