Richard James Michael Baron

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Koch Metals Trading Limited (no longer approved here)
FRN 184882
- CF10 Compliance Oversight (17 Jul 2014 to 1 May 2018)
- CF11 Money Laundering Reporting (17 Jul 2014 to 1 May 2018)
KOCH ENERGY EUROPE LIMITED (no longer approved here)
FRN 497283
- CF10 Compliance Oversight (17 Jul 2014 to 1 May 2018)
- CF11 Money Laundering Reporting (17 Jul 2014 to 1 May 2018)
RWE Trading Services Limited (no longer approved here)
FRN 208155
- CF10 Compliance Oversight (8 Sep 2005 to 14 May 2012)
- CF11 Money Laundering Reporting (1 Mar 2002 to 1 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.