Date authorised
1 April 2013
Companies House
OC332015
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    RWC Asset Management LLP
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000
  • Complaints Contact

    RWC Asset Management LLP
    Verde
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · Limited to investment management activities for the specified customer types.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean-Hugues Jacques Marie De Lamaze

    IRN JXD01294

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 1 Oct 2024)
  • Joanna Lancaster

    IRN JEL01037

    • [FCA CF] Client dealing (since 21 Jun 2024)
  • John Hugh Innes

    IRN JHI01002

    • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
    • CF4 Partner (27 Dec 2007 to 8 Dec 2019)
    • CF30 Customer (27 Dec 2007 to 8 Dec 2019)
  • John Laurence Furness

    IRN JLF01068

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Sep 2011 to 8 Dec 2019)
  • John Matthew Malloy

    IRN JXM01311

    • [FCA CF] Material risk taker (since 1 Feb 2023)
  • John Timothy Teahan

    IRN JTT01012

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
    • CF4 Partner (2 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (14 Sep 2010 to 8 Dec 2019)
  • John-Paul Hodder-Williams

    IRN JXH01973

    • CF30 Customer (1 Jun 2018 to 30 Aug 2019)
  • Joseph Kayode Ayoola

    IRN JXA01888

    • [FCA CF] Client dealing (since 15 Dec 2022)
  • Justin Craib-Cox

    IRN JXC02335

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2023)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Kaori Mackay

    IRN KXM13888

    • [FCA CF] Client dealing (since 26 Aug 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.