RWC Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
RWC Asset Management LLP10 Bressenden PlaceLondonWestminsterSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
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Complaints Contact
RWC Asset Management LLPVerde10 Bressenden PlaceLondonSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · Limited to investment management activities for the specified customer types.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Katherine Velasquez
IRN KXV00095
- [FCA CF] Client dealing (since 16 May 2024)
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Kirsty Jayne McLaren
IRN KJM01067
- CF30 Customer (18 Aug 2008 to 1 Dec 2009)
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Lakshman Harendran
IRN LXH01447
- CF30 Customer (25 Nov 2011 to 28 Jul 2014)
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Lee Steven Manzi
IRN LSM01011
- CF30 Customer (27 Dec 2007 to 1 Jan 2010)
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Louise Vivienne Keeling
IRN LVK01001
- [FCA CF] Manager of certification employee (1 Feb 2023 to 6 Jun 2023)
- [FCA CF] Material risk taker (1 Feb 2023 to 6 Jun 2023)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
- CF30 Customer (14 Oct 2013 to 8 Dec 2019)
- CF4 Partner (14 Oct 2013 to 8 Dec 2019)
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Luke Vose
IRN LXV01161
- CF30 Customer (26 Feb 2016 to 22 Feb 2018)
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Maarten Hendrik Wildschut
IRN MHW01040
- [FCA CF] Material risk taker (1 Feb 2023 to 2 Oct 2023)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
- CF4 Partner (7 Aug 2013 to 8 Dec 2019)
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Makeem Asif
IRN MXA01515
- CF30 Customer (2 Feb 2015 to 28 Dec 2017)
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Marina Bulyguina
IRN MXB00496
- [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
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Mark David Plumtree
IRN MDP01046
- CF30 Customer (12 Sep 2017 to 24 Dec 2017)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.