Louise Vivienne Keeling

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RWC Asset Management LLP (no longer approved here)
FRN 474286
- [FCA CF] Manager of certification employee (1 Feb 2023 to 6 Jun 2023)
- [FCA CF] Material risk taker (1 Feb 2023 to 6 Jun 2023)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
- CF30 Customer (14 Oct 2013 to 8 Dec 2019)
- CF4 Partner (14 Oct 2013 to 8 Dec 2019)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF27 Investment Management (3 Mar 2003 to 5 May 2006)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.