Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Jan 2021 to 31 May 2024)
- [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 31 May 2024)
-
- [FCA CF] Material risk taker (5 Oct 2020 to 8 Jul 2022)
- [FCA CF] Client dealing (5 Oct 2020 to 31 May 2024)
- [FCA CF] Manager of certification employee (5 Oct 2020 to 31 May 2024)
- CF30 Customer (11 Jun 2010 to 8 Dec 2019)
-
- CF30 Customer (27 Dec 2007 to 1 Jan 2010)
-
- CF21 Investment Adviser (26 Oct 2002 to 31 Dec 2003)
- CF27 Investment Management (1 Dec 2001 to 23 Jul 2006)
-
- CF27 Investment Management (29 Apr 2002 to 23 Jul 2006)
-
- CF27 Investment Management (2 Apr 2002 to 23 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.