Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
    • CF4 Partner (2 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (14 Sep 2010 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 7 May 2009)
    • CF27 Investment Management (3 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2003 to 3 Nov 2004)
    • CF26 Customer Trading (8 Dec 2003 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 7 May 2009)
    • CF27 Investment Management (3 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2003 to 3 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.