Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RWC Asset Management LLP
FRN 474286
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- CF4 Partner (2 Aug 2013 to 8 Dec 2019)
- CF30 Customer (14 Sep 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 May 2009)
- CF27 Investment Management (3 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Dec 2003 to 3 Nov 2004)
- CF26 Customer Trading (8 Dec 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 7 May 2009)
- CF27 Investment Management (3 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Dec 2003 to 3 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.