John-Paul Hodder-Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guinness Atkinson Asset Management, Inc

    FRN 223051

    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Material risk taker (since 16 Oct 2024)
    • [FCA CF] Significant management (since 16 Oct 2024)
  • GUINNESS ASSET MANAGEMENT LIMITED

    FRN 223077

    • [FCA CF] Significant management (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Material risk taker (since 16 Oct 2024)
  • Guinness Capital Management Limited

    FRN 514988

    • [FCA CF] Significant management (since 16 Oct 2024)
    • [FCA CF] Material risk taker (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
  • Skerryvore Asset Management Ltd (no longer approved here)

    FRN 769109

    • [FCA CF] Material risk taker (9 Dec 2021 to 5 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • RWC Asset Management LLP (no longer approved here)

    FRN 474286

    • CF30 Customer (1 Jun 2018 to 30 Aug 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 31 May 2018)
    • CF26 Customer Trading (2 Nov 2005 to 31 Oct 2007)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF30 Customer (1 Nov 2007 to 31 May 2018)
    • CF26 Customer Trading (2 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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