Russell Investments Implementation Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Russell Investment GroupRex House 4-12Regent StreetLondonWestminsterSW1Y 4PEUNITED KINGDOM- Phone
- +4402070246000
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Complaints Contact
Russell Investment GroupRex House 4-12Regent StreetLondonWestminsterSW1Y 4PEUNITED KINGDOM- Phone
- +442070246384
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marco Diolosa
IRN MXD01746
- CF30 Customer (24 Apr 2008 to 7 May 2009)
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Mark Anthony Smith
IRN MAS01221
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2023)
- CF10 Compliance Oversight (7 Apr 2014 to 8 Dec 2019)
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Mark Morris Klein
IRN MMK01011
- [FCA CF] Manager of certification employee (since 1 Sep 2024)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (11 Apr 2011 to 8 Dec 2019)
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Melissa Marks
IRN MXM00432
- [FCA CF] Significant management (since 1 Mar 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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Michael Gregory Joseff Ngako Jeuga
IRN MGN01026
- CF30 Customer (8 May 2014 to 8 Dec 2019)
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Michael Neil Gould
IRN MNG01008
- CF10a CASS Oversight function (3 Feb 2012 to 31 Oct 2012)
- CF11 Money Laundering Reporting (31 Dec 2011 to 15 Jun 2012)
- CF10 Compliance Oversight (25 May 2006 to 31 Oct 2012)
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Michelle Seitz
IRN MXS04789
- SMF3 Executive Director (9 Dec 2019 to 4 Oct 2022)
- CF1 Director (6 Dec 2017 to 8 Dec 2019)
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Michelle van den Bosch
IRN MXV00179
- [FCA CF] Client dealing (since 27 Jan 2026)
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Miles Alexander Ward
IRN MXW02302
- [FCA CF] Client dealing (since 15 Dec 2022)
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Mirjam Janine Klijnsma
IRN MJK01142
- CF1 Director (1 Sep 2016 to 19 Aug 2019)
- CF3 Chief Executive (1 Sep 2016 to 19 Aug 2019)
- CF29 Significant management (11 Jul 2011 to 5 Sep 2016)
- CF30 Customer (2 May 2008 to 19 Aug 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.