Michael Neil Gould

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Russell Investments Implementation Services Limited (no longer approved here)
FRN 415353
- CF10a CASS Oversight function (3 Feb 2012 to 31 Oct 2012)
- CF11 Money Laundering Reporting (31 Dec 2011 to 15 Jun 2012)
- CF10 Compliance Oversight (25 May 2006 to 31 Oct 2012)
Russell Investments Limited (no longer approved here)
FRN 122282
- CF11 Money Laundering Reporting (31 Dec 2011 to 15 Jun 2012)
- CF10 Compliance Oversight (25 May 2006 to 31 Oct 2012)
Momentum Global Investment Management Limited (no longer approved here)
FRN 232357
- CF10 Compliance Oversight (30 Sep 2004 to 28 Apr 2006)
- CF11 Money Laundering Reporting (30 Sep 2004 to 28 Apr 2006)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF10 Compliance Oversight (28 Jan 2002 to 8 Jan 2004)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF10 Compliance Oversight (28 Jan 2002 to 8 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.