Mark Anthony Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell Investments Limited

    FRN 122282

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2023)
    • CF10 Compliance Oversight (7 Apr 2014 to 8 Dec 2019)
  • Russell Investments Implementation Services Limited

    FRN 415353

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2023)
    • CF10 Compliance Oversight (7 Apr 2014 to 8 Dec 2019)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF1 Director (20 Apr 2010 to 17 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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