Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aled Gwyn Smith

  IRN AXS01367

  • SMF27 Partner (18 Aug 2022 to 23 Sep 2022)
  • [FCA CF] Manager of certification employee (12 Jul 2021 to 23 Sep 2022)
  • [FCA CF] Significant management (12 Jul 2021 to 23 Sep 2022)
  • [FCA CF] Material risk taker (12 Jul 2021 to 23 Sep 2022)
• Alexander Chartres

  IRN RAC01268

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 1 Oct 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Jan 2011 to 8 Dec 2019)
• Alexander Grispos

  IRN AXG01721

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (7 Apr 2006 to 9 Dec 2019)
  • CF27 Investment Management (6 Feb 2006 to 31 Oct 2007)
• Alexander Hugh Austin Horn

  IRN AXH00992

  • [FCA CF] Functions requiring qualifications (25 Apr 2024 to 12 Nov 2025)
  • [FCA CF] Client dealing (25 Apr 2024 to 12 Nov 2025)
• Alexander James Bruce

  IRN AJB01582

  • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
  • CF27 Investment Management (12 Jan 2006 to 31 Oct 2007)
• Alexander Johnstone

  IRN AXJ00396

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2023)
  • [FCA CF] Client dealing (since 26 Jan 2023)
• Alexander Jones

  IRN AXJ00431

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 3 May 2023)
  • [FCA CF] Client dealing (since 3 May 2023)
• Alexander Neil Jamieson

  IRN ANJ01025

  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (7 Oct 2015 to 8 Dec 2019)
• Alexander Samuel Lennard

  IRN ASL01053

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2024)
  • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
  • CF30 Customer (29 Nov 2007 to 8 Dec 2019)
• Alexandra Laurie

  IRN AXL00670

  • [FCA CF] Material risk taker (since 19 Apr 2024)

No changes recorded yet.