Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (15 Apr 2024 to 31 Oct 2024)
- [FCA CF] Functions requiring qualifications (15 Apr 2024 to 31 Oct 2024)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
- CF4 Partner (1 Apr 2011 to 9 Dec 2019)
- CF30 Customer (29 Nov 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.