Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer AIFM Limited
FRN 613490
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
- [FCA CF] Client dealing (since 7 Oct 2024)
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Ruffer LLP
FRN 229135
- 14. Managing investments
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (7 Apr 2006 to 9 Dec 2019)
- CF27 Investment Management (6 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.