Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rory James Courtenay Goodman

  IRN RJG01283

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 3 May 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (21 Oct 2020 to 31 May 2022)
  • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
• Rosemary Clare Victoria Ogle

  IRN RCO01023

  • CF4 Partner (9 Apr 2010 to 31 Jan 2012)
• Rosina Jane Tufnell

  IRN RJT01070

  • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
  • CF4 Partner (15 Apr 2004 to 30 Jun 2014)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• Ross Stewart McPhail

  IRN RXM15497

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2020)
  • CF30 Customer (30 May 2019 to 8 Dec 2019)
• Ruchir Asnani

  IRN RXA01547

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
  • CF4 Partner (7 Apr 2017 to 9 Dec 2019)
• Russell James Vickers

  IRN RJV01039

  • [FCA CF] Manager of certification employee (29 Apr 2022 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 30 Jun 2023)
  • [FCA CF] CASS oversight function (29 Apr 2022 to 30 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • CF4 Partner (1 Apr 2013 to 9 Dec 2019)
• Sabine Remnant

  IRN SMK01075

  • [FCA CF] Client dealing (21 May 2020 to 17 May 2024)
  • [FCA CF] Functions requiring qualifications (21 May 2020 to 17 May 2024)
  • [FCA CF] Manager of certification employee (21 May 2020 to 17 May 2024)
  • [FCA CF] Material risk taker (21 May 2020 to 30 Jun 2024)
  • CF4 Partner (20 May 2019 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
• Sahil Gaba

  IRN SXG01805

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
  • CF4 Partner (6 Jul 2011 to 9 Dec 2019)
• Samantha Leigh Stiefel-Sevitt

  IRN SLS01106

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 10 Oct 2023)
  • [FCA CF] Client dealing (since 10 Oct 2023)
  • [FCA CF] Manager of certification employee (12 Nov 2020 to 31 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2022)
  • CF30 Customer (2 Jun 2016 to 8 Dec 2019)
• Sarah Jane Hainsworth

  IRN SJH01443

  • CF30 Customer (1 Nov 2007 to 27 Mar 2008)
  • CF26 Customer Trading (21 May 2007 to 31 Oct 2007)

No changes recorded yet.