Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Client dealing (21 May 2020 to 17 May 2024)
    • [FCA CF] Functions requiring qualifications (21 May 2020 to 17 May 2024)
    • [FCA CF] Manager of certification employee (21 May 2020 to 17 May 2024)
    • [FCA CF] Material risk taker (21 May 2020 to 30 Jun 2024)
    • CF4 Partner (20 May 2019 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.