Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (29 Apr 2022 to 30 Jun 2023)
    • [FCA CF] CASS oversight function (29 Apr 2022 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 30 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF4 Partner (1 Apr 2013 to 9 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] CASS oversight function (29 Apr 2022 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 30 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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