Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Estment Morris

  IRN PEM01028

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (7 Apr 2006 to 9 Dec 2019)
  • CF27 Investment Management (4 Oct 2005 to 31 Oct 2007)
• Philip Martin Dunne

  IRN PMD01082

  • CF4 Partner (2 Apr 2004 to 1 Jul 2009)
• Philipp Markus Mitterbauer

  IRN PMM01165

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
  • CF4 Partner (2 Apr 2014 to 9 Dec 2019)
• Prachi Kodlikeri

  IRN PXK00253

  • [FCA CF] Manager of certification employee (26 Jul 2023 to 1 Dec 2023)
  • [FCA CF] Material risk taker (30 Mar 2022 to 28 Mar 2024)
• Rachel Anne Holdsworth

  IRN RAH01321

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (11 Jan 2018 to 8 Dec 2019)
• Richard James Edwards

  IRN RJE01059

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (1 Apr 2013 to 9 Dec 2019)
  • CF30 Customer (12 Aug 2010 to 8 Dec 2019)
• Richard James Priestley

  IRN RJP01225

  • CF4 Partner (18 Apr 2006 to 30 Jun 2014)
• Robert William Saswalo Ferrers

  IRN RWT01032

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Jul 2021)
  • CF2 Non Executive Director (5 Apr 2012 to 8 Dec 2019)
  • CF3 Chief Executive (2 Apr 2004 to 31 Dec 2011)
  • CF4 Partner (2 Apr 2004 to 31 Mar 2012)
  • CF8 Apportionment and Oversight (2 Apr 2004 to 31 Oct 2007)
• Robin Charles Hindle Fisher

  IRN RCH01080

  • [FCA CF] Material risk taker (11 Apr 2022 to 30 Jun 2022)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 30 Jun 2022)
  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Jun 2022)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jun 2022)
  • CF2 Non Executive Director (1 Nov 2010 to 8 Dec 2019)
• Robin Crispin William Odey

  IRN RCO01013

  • CF2 Non Executive Director (10 Dec 2009 to 14 Feb 2011)

No changes recorded yet.