Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Jul 2021)
    • CF2 Non Executive Director (5 Apr 2012 to 8 Dec 2019)
    • CF3 Chief Executive (2 Apr 2004 to 31 Dec 2011)
    • CF4 Partner (2 Apr 2004 to 31 Mar 2012)
    • CF8 Apportionment and Oversight (2 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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