Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2013 to 9 Dec 2019)
    • CF30 Customer (12 Aug 2010 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • CF30 Customer (21 Jul 2014 to 1 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.