Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF4 Partner (1 Apr 2013 to 9 Dec 2019)
- CF30 Customer (12 Aug 2010 to 8 Dec 2019)
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- CF30 Customer (21 Jul 2014 to 1 Aug 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.