Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Patrick McKenna

    IRN MPM01078

    • CF17 Significant Mgt (Other Business Operations) (27 Mar 2003 to 4 Jun 2003)
  • Martin Paul Chidwick

    IRN MPC00042

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Martin Pierce Lewis

    IRN MPL01075

    • SMF1 Chief Executive (12 Feb 2021 to 31 Dec 2022)
    • SMF9 Chair of the Governing Body (7 Mar 2020 to 31 Dec 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 12 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (24 Apr 2013 to 8 Dec 2019)
    • CF3 Chief Executive (24 Apr 2013 to 8 Dec 2019)
  • Martin Richard Brown

    IRN MRB00022

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)
  • Martin Rothbart Goodman

    IRN MRG00020

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • Martin Woodhouse

    IRN MXW00061

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Martyn David Bailey

    IRN MDB00020

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Martyn John Fisher

    IRN MJF00026

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
  • Martyn John Reeve

    IRN MJR00031

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Martyn Peters

    IRN MXP00149

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.