Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mary Dorothy Whittaker

    IRN MDW00008

    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2001)
  • Matthew Butler

    IRN MXB00335

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
  • Matthew David Evans

    IRN MDE00013

    • CF21 Investment Adviser (24 Jun 2002 to 7 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jun 2002)
  • Matthew David Maddison

    IRN MDM00010

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2002)
  • Matthew Hanover

    IRN MXH00187

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
  • Matthew Henry Chalke

    IRN MHC00003

    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2003)
  • Maureen Teresa Turner

    IRN MTT00003

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • Maurice Hugh McDaid

    IRN MHM00017

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)
  • Maurice William Watts

    IRN MWW00012

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Mehdi Kadhim

    IRN MXK01343

    • [FCA CF] Material risk taker (8 May 2024 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 May 2024 to 30 Jun 2024)
    • SMF24 Chief Operations (8 Feb 2023 to 1 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.