Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 Dec 2014)
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Warwick Road Financial Services Ltd
FRN 656015
- Employed By (since 2 Dec 2014)
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- CF21 Investment Adviser (16 Jun 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (12 Feb 2004 to 16 Jun 2004)
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- CF21 Investment Adviser (16 Jun 2004 to 23 Aug 2007)
- CF22 Investment Adviser (Trainee) (12 Feb 2004 to 16 Jun 2004)
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- (23)Employed By (12 Feb 2004 to 31 Dec 2014)
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- CF22 Investment Adviser (Trainee) (6 May 2003 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Beard & Coles Financial Practice Ltd
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controlled function added: (23)Employed By at Beard & Coles Financial Practice Ltd