Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Dec 2014)
    • Employed By (since 2 Dec 2014)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (16 Jun 2004 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (12 Feb 2004 to 16 Jun 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (16 Jun 2004 to 23 Aug 2007)
    • CF22 Investment Adviser (Trainee) (12 Feb 2004 to 16 Jun 2004)
  • Beard & Coles Financial Practice Ltd (no longer approved here)

    FRN 182412

    • (23)Employed By (12 Feb 2004 to 31 Dec 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (6 May 2003 to 3 Jun 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Beard & Coles Financial Practice Ltd

  2. controlled function added: (23)Employed By at Beard & Coles Financial Practice Ltd