Royal Bank of Canada

Date authorised
24 November 1988
Companies House
FC000981
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000
    Web
    https://www.rbccm.com/en/

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Ancel Froggatt

    IRN KAF01030

    • (595)CF30 Customer (1 Nov 2007 to 22 Jan 2008)
    • (596)CF21 Investment Adviser (17 Nov 2003 to 31 Oct 2007)
  • Keith Geraghty

    IRN KEG01017

    • (2008)CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2005)
  • Keith Harrington

    IRN KRH01040

    • (2422)[FCA CF] Material risk taker (7 Mar 2017 to 30 Apr 2025)
    • (2421)[FCA CF] Client dealing (7 Mar 2017 to 30 Apr 2025)
    • (2423)[FCA CF] Manager of certification employee (7 Mar 2017 to 30 Apr 2025)
    • (2420)CF30 Customer (7 Nov 2013 to 6 Mar 2016)
  • Keith Robert McIntosh

    IRN KRM01049

    • (1874)CF30 Customer (1 Nov 2007 to 31 May 2013)
    • (1875)CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • Kelly John Bateman

    IRN KJB01082

    • (2212)CF30 Customer (1 Nov 2007 to 2 Feb 2016)
    • (2213)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ken Birnage

    IRN KXB01557

    • (1642)CF30 Customer (31 May 2013 to 14 May 2014)
  • Keng Suan Goh

    IRN KSG01032

    • (711)CF30 Customer (4 Aug 2014 to 14 Sep 2015)
  • Kenneth Charles Martin Wesson

    IRN KCW01015

    • (1969)CF30 Customer (20 May 2011 to 26 Apr 2013)
  • Kenneth Frank Klassen

    IRN KFK01005

    • (2768)[FCA CF] Client dealing (3 Apr 2023 to 14 Apr 2023)
    • (2767)SMF22 Other Local Responsibility (22 Jun 2017 to 2 Apr 2023)
  • Kenneth Ka Chun Koon

    IRN JKK01021

    • (1626)CF30 Customer (16 Jun 2014 to 6 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (757)[FCA CF] Manager of certification employee

  2. controlled function added: (756)[FCA CF] Client dealing

  3. controlled function added: (755)[FCA CF] Significant management

  4. controlled function added: (754)[FCA CF] Material risk taker

  5. controlled function added: (753)[FCA CF] Client dealing

  6. controlled function added: (752)[FCA CF] Client dealing

  7. controlled function added: (751)[FCA CF] Client dealing

  8. controlled function added: (750)[FCA CF] Manager of certification employee

  9. controlled function added: (749)[FCA CF] Material risk taker

  10. controlled function added: (748)[FCA CF] Client dealing

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