Keith Robert McIntosh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (24 Jul 2023 to 10 Jul 2025)
    • [FCA CF] Material risk taker (24 Jul 2023 to 10 Jul 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (12 Feb 2019 to 26 Jul 2022)
    • [FCA CF] Client dealing (23 Aug 2018 to 26 Jul 2022)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF4 Partner (AR) (7 Mar 2014 to 22 Nov 2016)
    • CF30 Customer (7 Mar 2014 to 22 Nov 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 31 May 2013)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 31 May 2013)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (5 Jul 2004 to 15 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.