Keith Harrington

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Client dealing (since 17 Nov 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 Apr 2025)
    • [FCA CF] Client dealing (7 Mar 2017 to 30 Apr 2025)
    • [FCA CF] Material risk taker (7 Mar 2017 to 30 Apr 2025)
    • CF30 Customer (7 Nov 2013 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 30 Apr 2025)
    • [FCA CF] Client dealing (7 Mar 2017 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 Apr 2025)
    • CF30 Customer (7 Nov 2013 to 6 Mar 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (4 Jul 2012 to 20 Jun 2013)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (22 Jan 2010 to 1 May 2012)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF30 Customer (22 Jan 2010 to 5 Aug 2010)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (13 Feb 2009 to 31 Dec 2009)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF21 Investment Adviser (14 May 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 14 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.