Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 3 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2017 to 14 Dec 2021)
    • CF30 Customer (16 Jun 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (16 Jun 2014 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (25 May 2012 to 11 Jun 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (6 Dec 2010 to 18 May 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Oct 2008 to 30 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.