Rouse Limited

• Principal Place of Business

  Lugley House

  Lugley Street

  Newport

  Isle of Wight

  PO30 5EL

  UNITED KINGDOM

  Phone

  +4401983535740

  Web

  https://www.rouseltd.co.uk

• Complaints Contact

  Lugley House

  Lugley Street

  Newport

  Isle of Wight

  PO30 5EL

  UNITED KINGDOM

  Phone

  +4401983535740

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Andrew Nigel Porteous

  IRN ANP01023

  • CF1 Director (AR) (27 Mar 2002 to 18 Apr 2013)
• Andrew Scott Garner

  IRN AXG00634

  • CF1 Director (AR) (since 26 Aug 2022)
• Andrew White

  IRN AIW00005

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 2 Jul 2015)
  • CF30 Customer (since 25 Nov 2010)
  • CF1 Director (5 Jun 2014 to 8 Dec 2019)
• Benedict Rouse

  IRN BMR00002

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jan 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jan 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 12 Jan 2021)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 17 Apr 2024)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (AR) (1 Dec 2001 to 17 Apr 2024)
• Benjamin Silk

  IRN BRS01042

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • Responsibility for MCD Intermediation (since 24 Jun 2021)
  • SMF16 Compliance Oversight (since 24 Jun 2021)
  • Responsible for Insurance Distribution (since 24 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (since 1 Feb 2017)
  • CF30 Customer (since 1 Nov 2007)
  • CF1 Director (7 Jan 2016 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 May 2004 to 3 Mar 2005)
• David Jeffery Patrick Stevens

  IRN DJS01515

  • CF1 Director (AR) (since 1 Feb 2017)
• Helen Patricia Mary Brown

  IRN HPB01008

  • CF30 Customer (30 Jun 2010 to 1 Sep 2011)
• Ian David Vincent Ralph

  IRN IDR01034

  • CF1 Director (AR) (1 Mar 2016 to 24 Aug 2022)
• James Andrew Palmer

  IRN JXP00870

  • CF1 Director (AR) (since 7 Nov 2023)
• John Reeves Harrison

  IRN JRH01149

  • CF22 Investment Adviser (Trainee) (2 Apr 2002 to 5 Mar 2004)
  • CF1 Director (AR) (2 Apr 2002 to 1 Oct 2011)

• Bright Brown Wealth Management Ltd

  FRN 769181 · Appointed 11 Jan 2017

• Harrison Black Investment Services Limited

  FRN 209573 · Appointed 4 Feb 2002

• Bright Brown Financial Planning Limited (no longer appointed)

  FRN 186929 · Appointed 1 Jun 2000 · Until 31 Mar 2002

No changes recorded yet.