Benedict Rouse

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rouse Limited

    FRN 152587

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Jan 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 17 Apr 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (AR) (1 Dec 2001 to 17 Apr 2024)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Bright Brown Wealth Management Ltd (no longer approved here)

    FRN 769181

    • Employed By (13 Jan 2017 to 17 Apr 2024)
  • Harrison Black Investment Services Limited (no longer approved here)

    FRN 209573

    • (8)Employed By (20 Feb 2002 to 17 Apr 2024)
  • Bright Brown Financial Planning Limited (no longer approved here)

    FRN 186929

    • Employed By (1 Jun 2000 to 20 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.